Date authorised
1 April 2013
Companies House
04540525
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    328 Wellingborough Road
    Northampton
    Northamptonshire
    NN1 4EP
    UNITED KINGDOM
    Phone
    +441604627783
  • Complaints Contact

    328 Wellingborough Road
    Northampton
    Northamptonshire
    NN1 4EP
    UNITED KINGDOM
    Phone
    +4401604627783

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Astrid Cutler

    IRN AXC01784

    • CF1 Director (14 Jan 2005 to 6 Jul 2017)
  • John Tibbs Cutler

    IRN JTC01038

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 6 Jul 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Jul 2017)
  • Nichola Jayne Mason

    IRN NJM01140

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Philippa Anne Aber

    IRN PAA01064

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 Aug 2017 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ga & Mj Johnson (no longer appointed)

    FRN 416545 · Appointed 14 Jan 2005 · Until 9 Jul 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.