Punter Southall SIPP Limited

Date authorised
1 April 2013
Companies House
03633950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    83 Princes Street
    Edinburgh
    Midlothian
    EH2 2ER
    UNITED KINGDOM
    Phone
    +4401312300372
    Web
    https://www.puntersouthallsipp.com

  • Complaints Contact

    Punter Southall Group
    11 Strand
    London
    Westminster
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402033275000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William John McCafferty

    IRN WJM00005

    • CF2 Non Executive Director (23 Apr 2007 to 5 Feb 2008)
    • CF1 Director (23 Feb 2005 to 1 Apr 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.