Puma Investment Management Limited

• Principal Place of Business

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.pumainvestments.co.uk

• Complaints Contact

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687900

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lewis Joel Richard Kilminster

  IRN LXK00149

  • [FCA CF] Client dealing (since 11 Oct 2022)
• Mark Lyons

  IRN MXL33295

  • [FCA CF] Client dealing (since 7 Jun 2023)
• Martin James Perrett

  IRN MJP01442

  • [FCA CF] Client dealing (since 10 Apr 2024)
• Matthew Edmonds

  IRN MXE00366

  • [FCA CF] Client dealing (since 18 Nov 2025)
• Matthew Honour

  IRN MXH00483

  • [FCA CF] Client dealing (19 Mar 2021 to 28 Apr 2021)
• Michael Laurent Van Messel

  IRN MLV01002

  • SMF3 Executive Director (9 Dec 2019 to 21 Apr 2020)
  • CF1 Director (15 May 2013 to 8 Dec 2019)
• Nadia Halila

  IRN NXH00181

  • [FCA CF] Client dealing (since 19 Mar 2021)
• Neil Kapoor

  IRN NXK01085

  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2020)
  • CF11 Money Laundering Reporting (15 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Jul 2019 to 8 Dec 2019)
• Parik Chandra

  IRN PXC02100

  • CF30 Customer (20 Jan 2014 to 31 Oct 2014)
• Paul James Frost

  IRN PJF01189

  • SMF3 Executive Director (since 7 Mar 2020)

• Puma Private Equity Limited (no longer appointed)

  FRN 825730 · Appointed 12 Nov 2018 · Until 25 Jul 2025

No changes recorded yet.