Date authorised
1 April 2013
Companies House
03492137
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Oxford Court
    St James Road
    Brackley
    Northants
    NN13 7XY
    UNITED KINGDOM
    Phone
    +441280841430
  • Complaints Contact

    6 Oxford Court
    St James Road
    Brackley
    Northants
    NN13 7XY
    UNITED KINGDOM
    Phone
    +441280841430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Weatherston

    IRN AXW01265

    • CF1 Director (AR) (28 Aug 2015 to 1 Nov 2018)
  • Anthony David Pilcher

    IRN ADP01092

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • David Alexander Elliott

    IRN DAE01057

    • CF11 Money Laundering Reporting (5 Apr 2017 to 20 Oct 2017)
    • CF10 Compliance Oversight (5 Apr 2017 to 20 Oct 2017)
    • CF1 Director (14 Jan 2005 to 20 Oct 2017)
  • Deborah Boyles

    IRN DXL01586

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (17 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2017 to 8 Dec 2019)
    • CF1 Director (19 Dec 2013 to 8 Dec 2019)
  • Dewi John Hitchcock

    IRN DJH01230

    • CF2 Non Executive Director (AR) (7 Dec 2018 to 17 Jan 2020)
  • Graeme Jolly

    IRN GXJ00007

    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
  • Graham Philip James Sims

    IRN GPS01039

    • CF1 Director (AR) (since 7 Feb 2022)
  • Graham Roberts

    IRN GXR00165

    • CF1 Director (AR) (1 Feb 2022 to 19 Dec 2022)
  • Hugo King-Oakley

    IRN HXK07564

    • CF1 Director (AR) (1 Nov 2018 to 12 Dec 2018)
  • Ian Methven Burrell

    IRN IMB01048

    • CF1 Director (AR) (since 21 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.