Date authorised
1 October 2016
Companies House
09545476
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Yelverton House
    St. John Street
    Whitland
    Dyfed
    SA34 0AW
    UNITED KINGDOM
    Phone
    +441834891244
  • Complaints Contact

    Yelverton House
    St. John Street
    Whitland
    Dyfed
    SA34 0AW
    UNITED KINGDOM
    Phone
    +441834891244

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gayle Zoe Spence

    IRN GZS01005

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2016 to 8 Dec 2019)
  • James Nolan Clarke

    IRN JNC01065

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Oct 2016 to 30 Sep 2018)
    • CF1 Director (1 Oct 2016 to 8 Dec 2019)
  • Marcelo Javier Campos

    IRN MXC91567

    • CF1 Director (AR) (9 Dec 2022 to 2 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.