Date authorised
31 March 2021
Companies House
OC430369
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    15 Sloane Square
    London
    SW1W 8ER
    UNITED KINGDOM
    Phone
    +442038552616
  • Complaints Contact

    2nd Floor
    15 Sloane Square
    London
    SW1W 8ER
    UNITED KINGDOM
    Phone
    +442039971500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rafi Stone

    IRN RXS00912

    • SMF16 Compliance Oversight (since 26 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Sep 2023)
  • Raphael Gilson

    IRN RXG00445

    • [FCA CF] Client dealing (20 Jun 2023 to 13 Jan 2025)
  • Romain Georges Joseph Brunet

    IRN RXB02605

    • [FCA CF] Client dealing (since 5 May 2022)
  • Romain Railhac

    IRN RJR01127

    • [FCA CF] Client dealing (since 1 Apr 2021)
  • Russell Gary Fielder

    IRN RGF01060

    • [FCA CF] Client dealing (6 Mar 2023 to 22 Dec 2023)
  • Selin Burt Kut

    IRN SXB00700

    • [FCA CF] Client dealing (7 Jun 2021 to 10 Jul 2023)
  • Sena Salman

    IRN SXS00897

    • [FCA CF] Client dealing (2 Sep 2024 to 12 Mar 2026)
  • Sinisa Krnic

    IRN SXK01568

    • SMF27 Partner (31 Mar 2021 to 30 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Mar 2021 to 30 Mar 2023)
    • SMF16 Compliance Oversight (31 Mar 2021 to 30 Mar 2023)
  • Tiago Emanuel Brito Enes

    IRN TXE89460

    • [FCA CF] Client dealing (since 11 Nov 2021)
  • Tianyao Xiao

    IRN TXX00003

    • [FCA CF] Client dealing (27 Sep 2021 to 12 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.