Date authorised
1 April 2013
Companies House
04338485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regent House
    80 Regent Road
    Leicester
    LE1 7NH
    UNITED KINGDOM
    Phone
    +4401162999007
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Stephen Brady

    IRN CSB01072

    • [FCA CF] Significant management (since 20 Feb 2025)
  • Claire Bernadette Hunt

    IRN CXH00258

    • [FCA CF] Significant management (since 20 Feb 2025)
  • Declan Lloyd Cripps

    IRN DXC00729

    • CF1 Director (AR) (since 2 Dec 2023)
  • Emma Power

    IRN EXP00047

    • CF1 Director (AR) (4 Feb 2022 to 24 Jul 2024)
  • Genna Rachael O'Connell

    IRN GXO00056

    • [FCA CF] Significant management (since 20 Feb 2025)
  • Geoffrey Richard Parrish

    IRN GRP01057

    • SMF3 Executive Director (12 Dec 2021 to 10 Feb 2026)
    • Responsible for Insurance Distribution (12 Dec 2021 to 10 Feb 2026)
  • James Andrew Goodwin

    IRN JXG00716

    • CF1 Director (AR) (since 2 Dec 2023)
  • James Edward Fogg

    IRN JEF01084

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • CF1 Director (1 Dec 2012 to 8 Dec 2019)
  • James Moore

    IRN JXM03669

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Jul 2020)
    • Responsible for Insurance Mediation (10 Dec 2015 to 30 Sep 2018)
    • CF1 Director (10 Dec 2015 to 8 Dec 2019)
  • James Yeandle

    IRN JXY00037

    • SMF3 Executive Director (since 9 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.