Prudential International Assurance Plc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch Avenue-LondonEC3M 5AGUNITED KINGDOM- Phone
- +442076264588
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Complaints Contact
Fitzwilliam CourtLeeson ClDublin 2Co DublinD02 YW24IRELAND- Phone
- +35314830563
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Capital redemption, Linked long-term
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Issues Insurance
For All, Capital redemption, Linked long-term
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Hopwood
IRN NXH00065
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
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Nicholas Kenneth Ellmore
IRN NKE00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
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Nigel Geoffrey Easom
IRN NGE00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
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Norbert Hanf
IRN NWH00006
- CF1 Director (1 Dec 2001 to 7 Aug 2003)
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Partick Anthony Douglas
IRN PAD00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
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Paul David Croucher
IRN PDC00047
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
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Paul Duncan Neil Kemp
IRN PDK00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
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Paul Louis` O'Faherty
IRN PXO00057
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 24 Aug 2021)
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Pauline Anne Roger
IRN PAR00043
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
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Peter Eric Sercombe
IRN PES00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Phoenix Mortgage Management (no longer appointed)
FRN 201178 · Appointed 14 Nov 1997 · Until 30 Nov 2001
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Samuels of Ingatestone Limited (no longer appointed)
FRN 201122 · Appointed 12 Nov 1997 · Until 30 Nov 2001
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Samuels of Haverhill Limited (no longer appointed)
FRN 201121 · Appointed 12 Nov 1997 · Until 30 Nov 2001
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Spencer Hurst Estate Agents Limited (no longer appointed)
FRN 187639 · Appointed 15 Oct 1997 · Until 30 Nov 2001
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Charles Insurance Consultants (no longer appointed)
FRN 191942 · Appointed 13 Oct 1997 · Until 30 Nov 2001
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Springdale Finance Corporation Ltd (no longer appointed)
FRN 188980 · Appointed 9 Oct 1997 · Until 30 Nov 2001
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Oakfield Financial Consultants (no longer appointed)
FRN 201043 · Appointed 12 Sep 1997 · Until 30 Nov 2001
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Alastair Fowler Associates (no longer appointed)
FRN 201038 · Appointed 29 Aug 1997 · Until 30 Nov 2001
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.