Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen Louise Monaghan
IRN KLS00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Katrina Elizabeth Gibbons
IRN KEG00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Kaval Jit Kaur Dhillon
IRN KJD00031
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Keith Leonard Bedell-Pearce
IRN KLB01035
- CF1 Director (1 Dec 2001 to 7 Aug 2003)
Keith William Watson
IRN KWW00003
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Kevin William Lloyd
IRN KWL00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Kim Stuart Lerche-Thomsen
IRN SKL01004
- CF8 Apportionment and Oversight (1 Dec 2001 to 5 Sep 2002)
Kim Susan Auton
IRN KSA00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Lachlan MacInnes
IRN LXM00107
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Laura Anne Roberts
IRN LAR00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Phoenix Mortgage Management (no longer appointed)
FRN 201178 · Appointed 14 Nov 1997 · Until 30 Nov 2001
Samuels of Ingatestone Limited (no longer appointed)
FRN 201122 · Appointed 12 Nov 1997 · Until 30 Nov 2001
Samuels of Haverhill Limited (no longer appointed)
FRN 201121 · Appointed 12 Nov 1997 · Until 30 Nov 2001
Herald Finance Limited (no longer appointed)
FRN 188037 · Appointed 6 Nov 1997 · Until 30 Nov 2001
Spencer Hurst Estate Agents Limited (no longer appointed)
FRN 187639 · Appointed 15 Oct 1997 · Until 30 Nov 2001
Charles Insurance Consultants (no longer appointed)
FRN 191942 · Appointed 13 Oct 1997 · Until 30 Nov 2001
Springdale Finance Corporation Ltd (no longer appointed)
FRN 188980 · Appointed 9 Oct 1997 · Until 30 Nov 2001
Barrie Lightfoot (no longer appointed)
FRN 176251 · Appointed 24 Sep 1997 · Until 30 Nov 2001
Oakfield Financial Consultants (no longer appointed)
FRN 201043 · Appointed 12 Sep 1997 · Until 30 Nov 2001
Alastair Fowler Associates (no longer appointed)
FRN 201038 · Appointed 29 Aug 1997 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.