Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen Louise Monaghan
IRN KLS00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Katrina Elizabeth Gibbons
IRN KEG00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Kaval Jit Kaur Dhillon
IRN KJD00031
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Keith Leonard Bedell-Pearce
IRN KLB01035
- CF1 Director (1 Dec 2001 to 7 Aug 2003)
Keith William Watson
IRN KWW00003
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Kevin William Lloyd
IRN KWL00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Kim Stuart Lerche-Thomsen
IRN SKL01004
- CF8 Apportionment and Oversight (1 Dec 2001 to 5 Sep 2002)
Kim Susan Auton
IRN KSA00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Lachlan MacInnes
IRN LXM00107
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Laura Anne Roberts
IRN LAR00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Fitness Connections (no longer appointed)
FRN 201448 · Appointed 6 Sep 1999 · Until 30 Nov 2001
Brookmill Financial Services (no longer appointed)
FRN 219820 · Appointed 1 Sep 1999 · Until 16 Oct 2002
Ravi Sharma Accountancy Services (no longer appointed)
FRN 201396 · Appointed 10 Aug 1999 · Until 30 Nov 2001
Alfold (Management Consultants) (no longer appointed)
FRN 201398 · Appointed 10 Aug 1999 · Until 30 Nov 2001
Neptune Financial Systems (no longer appointed)
FRN 201395 · Appointed 6 Aug 1999 · Until 30 Nov 2001
Midlands Mortgage Centre (no longer appointed)
FRN 193588 · Appointed 4 Aug 1999 · Until 30 Nov 2001
Tasker Boxall & Co (no longer appointed)
FRN 201387 · Appointed 27 Jul 1999 · Until 30 Nov 2001
Greys Estate Agents (no longer appointed)
FRN 201383 · Appointed 22 Jul 1999 · Until 30 Nov 2001
Alandale (Southampton) Ltd (no longer appointed)
FRN 190210 · Appointed 14 Jul 1999 · Until 30 Nov 2001
Lewis Knight Estate Agents (no longer appointed)
FRN 201375 · Appointed 12 Jul 1999 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.