Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Walter George Browett
IRN WGB00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Wendy Rosanne Jones
IRN WRJ00007
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
William Cunningham MacDonald
IRN WCM00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
William James Wilson
IRN WJW00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
William Stott
IRN WXS00004
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Connor Prince Estate Agents (no longer appointed)
FRN 176209 · Appointed 15 Mar 1994 · Until 30 Nov 2001
IQ Credit Brokerage Ltd (no longer appointed)
FRN 200892 · Appointed 2 Mar 1994 · Until 30 Nov 2001
Boxall & Co (no longer appointed)
FRN 175764 · Appointed 1 Feb 1994 · Until 30 Nov 2001
Geoff Foster & Daughter (no longer appointed)
FRN 176308 · Appointed 17 Jan 1994 · Until 30 Nov 2001
Naisbitt Habitat (no longer appointed)
FRN 175744 · Appointed 1 Jan 1994 · Until 30 Nov 2001
Shankar Financial Services (no longer appointed)
FRN 175932 · Appointed 22 Dec 1993 · Until 30 Nov 2001
Traill Financial Services (no longer appointed)
FRN 166026 · Appointed 17 Nov 1993 · Until 30 Nov 2001
David Barlow Independent Estate Agents (no longer appointed)
FRN 179565 · Appointed 1 Oct 1993 · Until 30 Nov 2001
Townsends Property Services (no longer appointed)
FRN 201013 · Appointed 16 Aug 1993 · Until 30 Nov 2001
Lytham Estate Agents (no longer appointed)
FRN 201154 · Appointed 1 Aug 1993 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.