Providence Equity LLP

• Principal Place of Business

  Providence Equity LLP

  72 Welbeck Street

  London

  Westminster

  W1G 0AY

  UNITED KINGDOM

  Phone

  +442075148800

  Web

  https://www.provequity.com

• Complaints Contact

  Providence Equity LLP

  72 Welbeck Street

  London

  Westminster

  W1G 0AY

  UNITED KINGDOM

  Phone

  +442075148800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ina Mile

  IRN IXM00007

  • [FCA CF] Client dealing (24 Jan 2022 to 18 Jun 2024)
• Jade Nicole Bernard

  IRN JXB01561

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Sep 2023)
  • SMF16 Compliance Oversight (since 20 Sep 2023)
• James Granville Potter

  IRN JGP01060

  • SMF27 Partner (1 Feb 2022 to 18 Jun 2024)
  • [FCA CF] Client dealing (6 Sep 2021 to 30 Jun 2024)
• Jamie Kopelowitz

  IRN JXK00327

  • [FCA CF] Client dealing (9 Jan 2023 to 18 Jun 2024)
• Jan Aujesky

  IRN JXA00524

  • [FCA CF] Client dealing (9 Jan 2023 to 18 Jun 2024)
• Jessica Moyal

  IRN JXM02856

  • CF30 Customer (10 Dec 2010 to 30 Mar 2012)
• John Gorringe

  IRN JXG00307

  • [FCA CF] Client dealing (1 Oct 2020 to 1 Apr 2021)
• John Hahn

  IRN JXH01367

  • SMF27 Partner (9 Dec 2019 to 13 Oct 2020)
  • CF4 Partner (25 Mar 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
• Jorge Santiago

  IRN JXS01989

  • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
  • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
• Jose Luis Nebot Rodriguez

  IRN JXN00264

  • [FCA CF] Client dealing (16 Feb 2023 to 18 Jun 2024)

No changes recorded yet.