Date authorised
1 April 2013
Companies House
OC316278
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Providence Equity LLP
    72 Welbeck Street
    London
    Westminster
    W1G 0AY
    UNITED KINGDOM
    Phone
    +442075148800
  • Complaints Contact

    Providence Equity LLP
    72 Welbeck Street
    London
    Westminster
    W1G 0AY
    UNITED KINGDOM
    Phone
    +442075148800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christoph Johannes Martin

    IRN CJM01449

    • CF30 Customer (13 Oct 2015 to 25 Mar 2019)
  • Christopher Nesbitt

    IRN CXN00083

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2020)
  • Ciprian-Ionut Scriban

    IRN CXS02471

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
  • Daniel Zwicky

    IRN DXZ01072

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (25 Aug 2021 to 18 Jun 2024)
    • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
  • Dany Rammal

    IRN DXR01371

    • SMF27 Partner (9 Dec 2019 to 24 Dec 2021)
    • CF4 Partner (19 Feb 2009 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2009 to 8 Dec 2019)
  • David Ritchie

    IRN DXR00281

    • [FCA CF] Client dealing (12 Jul 2021 to 18 Jun 2024)
  • Derek Pimentel

    IRN DXP00245

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2022)
  • Dipish Rai

    IRN DXR01933

    • CF30 Customer (13 Jan 2017 to 1 Apr 2019)
  • Edward Frederick Llylwelyn Hughes

    IRN EFH01012

    • SMF27 Partner (9 Dec 2019 to 24 Dec 2021)
    • CF30 Customer (23 Jun 2014 to 8 Dec 2019)
    • CF4 Partner (23 Jun 2014 to 8 Dec 2019)
  • Florian Meyer

    IRN FXM00011

    • [FCA CF] Client dealing (10 Jan 2022 to 31 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.