PROVIDENCE ASSET MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
06357208
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O B&F Services
    3 More London Riverside
    London
    SE1 2RE
    UNITED KINGDOM
    Phone
    +4402039512464
    Web
    http://providenceasset.co.uk

  • Complaints Contact

    c/o B&F Services
    3 More London Riverside
    London
    London
    SE1 2RE
    UNITED KINGDOM
    Phone
    +4407930564724

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Aizawa Securities Co Limited

    IRN XXA01083

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Apr 2008 to 8 Dec 2019)
  • . PRFT Holding Anstalt

    IRN XXP01072

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Apr 2008 to 8 Dec 2019)
  • . ProfitFundcom AG

    IRN XXP01073

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Apr 2008 to 8 Dec 2019)
  • Brandon Reid

    IRN BXR00140

    • SMF16 Compliance Oversight (14 Apr 2022 to 2 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2022 to 2 Aug 2024)
  • Gabriela Karlova

    IRN GXK00238

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Aug 2024)
    • SMF16 Compliance Oversight (since 2 Aug 2024)
  • Konstantinos Voutsinas

    IRN KXV01078

    • CF28 Systems and controls (13 Apr 2015 to 6 Feb 2018)
    • CF30 Customer (27 Oct 2011 to 6 Feb 2018)
    • CF10 Compliance Oversight (22 Jun 2010 to 6 Feb 2018)
    • CF11 Money Laundering Reporting (22 Jun 2010 to 6 Feb 2018)
  • Martin Lester Read

    IRN MLR01060

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
    • CF10 Compliance Oversight (9 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Apr 2008 to 8 Dec 2019)
  • Richard Andreas Werner

    IRN RAW01161

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (9 Apr 2008 to 8 Dec 2019)
    • CF1 Director (9 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.