Provenance IB Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Robert Moore
IRN DRM01205
- SMF3 Executive Director (1 Dec 2022 to 4 Jan 2024)
Jason Matthew Connon
IRN JXC03206
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (25 Nov 2022 to 18 Apr 2024)
- Responsible for Insurance Mediation (5 Jun 2018 to 30 Sep 2018)
- CF1 Director (5 Jun 2018 to 8 Dec 2019)
Matthew Mervyn Pyke
IRN MXP01502
- SMF9 Chair of the Governing Body (since 21 Oct 2022)
- SMF3 Executive Director (since 21 Oct 2022)
Stephen Astley
IRN SXA02416
- SMF3 Executive Director (since 13 Oct 2022)

Smaller firms operating under this firm's FCA authorisation.

Virtuoso Ins Group Ltd (no longer appointed)
FRN 989930 · Appointed 13 Jan 2023 · Until 30 Apr 2024
Financial Framework IS Ltd (no longer appointed)
FRN 918771 · Appointed 27 Dec 2019 · Until 3 Aug 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.