Proterra Investment Partners LLP

Date authorised
4 October 2016
Companies House
OC402462
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 York Road
    Unit 05-109
    London
    Surrey
    SE1 7ND
    UNITED KINGDOM
    Phone
    +442080047681
    Web
    http://www.proterrapartners.com

  • Complaints Contact

    33 South Sixth Street
    Suite 4100
    Minneapolis
    Minnesota
    55402
    UNITED STATES OF AMERICA
    Phone
    +16122577908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Proterra Partners Limited

    IRN XXP01212

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Oct 2016 to 8 Dec 2019)
  • Brice Ferrandez

    IRN BXF01219

    • CF30 Customer (2 Nov 2016 to 31 Oct 2017)
  • Daniel Osadebamwen Obaseki

    IRN DOO00009

    • CF30 Customer (4 Oct 2016 to 14 Jun 2017)
  • James Stewart Warren Jr

    IRN JSW01188

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2016 to 8 Dec 2019)
  • Liam Farley

    IRN LXF01393

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
  • Rupert Samuel Norman Byrd

    IRN RSB01083

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Oct 2016 to 8 Dec 2019)
  • Simon Bruce McQueen

    IRN SBM01052

    • CF30 Customer (4 Oct 2016 to 31 Mar 2018)
  • Timothy Edward Noonan II

    IRN TEN01011

    • CF30 Customer (4 Oct 2016 to 1 Nov 2017)
  • Torben Thord Thordsen

    IRN TTT01000

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (4 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (4 Oct 2016 to 8 Dec 2019)
  • Victor Leite da Rocha Azevedo

    IRN VLA01007

    • CF30 Customer (4 Oct 2016 to 31 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.