PROTECTION & INVESTMENT LIMITED

• Principal Place of Business

  Chandlers House

  Ganders Business Park

  Kingsley

  Bordon

  Hampshire

  GU35 9LU

  UNITED KINGDOM

  Phone

  +441420470241

  Web

  https://www.pil.uk.com

• Complaints Contact

  Chandlers House

  Ganders Business Park

  Kingsley

  Bordon

  Hampshire

  GU35 9LU

  UNITED KINGDOM

  Phone

  +441420470241

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Christian Rhys Justice Charles Barrington

  IRN CRB00024

  • CF21 Investment Adviser (3 Aug 2006 to 21 Aug 2007)
• Daniel Simon Read

  IRN DSR01085

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 Sep 2015 to 8 Dec 2019)
• David Edward Mills

  IRN DEM01071

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Manager of certification employee (since 9 Sep 2024)
  • [FCA CF] Client dealing (since 4 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
• David Warren Cooper

  IRN DWC01089

  • CF22 Investment Adviser (Trainee) (18 Jun 2004 to 13 Dec 2006)
• Edwin Alexander Spencer

  IRN EAS00013

  • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
• Frank Weisinger

  IRN FXW00010

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
• Gary Alan Newell

  IRN GAN00004

  • CF30 Customer (1 Nov 2007 to 1 Mar 2008)
  • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
• Gerald Ernest Bernard Gliven

  IRN GEG00007

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Sep 2004 to 31 Oct 2007)
• Ian Andrew Crossan

  IRN IAC00011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 27 Feb 2012)
  • CF21 Investment Adviser (1 Aug 2003 to 31 Oct 2007)
• Ian Reginald Carr

  IRN IRC00010

  • CF30 Customer (1 Nov 2007 to 16 Dec 2010)
  • CF1 Director (2 Jul 2003 to 31 Jul 2004)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)

No changes recorded yet.