Date authorised
4 September 2018
Companies House
10282698
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 7
    Crown House
    Swansea
    SA4 9GE
    UNITED KINGDOM
    Phone
    +4407759169288
  • Complaints Contact

    Office 7
    Crown House
    Swansea
    SA4 9GE
    UNITED KINGDOM
    Phone
    +4407759169288

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Kift

    IRN DXK01806

    • SMF3 Executive Director (22 Apr 2022 to 13 Jun 2022)
    • Responsible for Insurance Distribution (30 Sep 2019 to 13 Jun 2022)
    • CF1 Director (4 Sep 2018 to 8 Dec 2019)
  • Jefferey Woods

    IRN JXW00648

    • Responsible for Insurance Distribution (since 18 Oct 2022)
    • SMF3 Executive Director (since 22 Apr 2022)
  • Lee Anthony Dennis

    IRN LXD01601

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Feb 2019)
    • Responsible for Insurance Mediation (4 Sep 2018 to 30 Sep 2018)
    • CF1 Director (4 Sep 2018 to 12 Feb 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.