Date authorised
14 July 2014
Companies House
08163330
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    150 Minories
    London
    City of London
    EC3N 1LS
    UNITED KINGDOM
    Phone
    +442031501941
  • Complaints Contact

    150 Minories
    London
    City of London
    EC3N 1LS
    UNITED KINGDOM
    Phone
    +442031501941

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Roger Lucia

    IRN ARL01090

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jul 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jul 2014 to 30 Sep 2018)
  • Charles Verden Bettinson

    IRN CVB01011

    • SMF3 Executive Director (since 3 Mar 2025)
  • Edward Wattenbach

    IRN EXW01292

    • CF1 Director (AR) (since 6 May 2022)
  • Lee Rawson Saunders

    IRN LRS01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jul 2014 to 8 Dec 2019)
  • Philip Andrew Barton

    IRN PAB00132

    • SMF1 Chief Executive (since 3 Mar 2025)
    • Responsible for Insurance Distribution (since 3 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.