Date authorised
14 March 2014
Companies House
07275751
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 College Street
    Irthlingborough
    Wellingborough
    Northamptonshire
    NN9 5TU
    UNITED KINGDOM
    Phone
    +441832735388
  • Complaints Contact

    15 College Street
    Irthlingborough
    Wellingborough
    Northamptonshire
    NN9 5TU
    UNITED KINGDOM
    Phone
    +441832735388

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cem Savas

    IRN CXS01684

    • CF1 Director (AR) (8 Sep 2016 to 22 Jul 2019)
  • Douglas James Phelan

    IRN DXP01707

    • [FCA CF] Significant management (since 1 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Mar 2014 to 8 Dec 2019)
  • Jason McClean

    IRN JXM02871

    • [PRA CF] Key function holder (since 1 Oct 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] CASS oversight function (since 1 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Mar 2014 to 30 Sep 2018)
    • CF1 Director (14 Mar 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.