Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33-37 Wellington Place
    Belfast
    County Antrim
    BT1 6HH
    UNITED KINGDOM
    Phone
    +4402890244926
  • Complaints Contact

    33-37 Wellington Place
    Belfast
    County Antrim
    BT1 6HH
    UNITED KINGDOM
    Phone
    +4402890244926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Margaret O'Brien

    IRN JXO00168

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2020)
  • Karen Clark

    IRN KXC00058

    • [FCA CF] Functions requiring qualifications (20 Nov 2019 to 28 Mar 2023)
  • Karen furlong

    IRN KXF01236

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2019)
    • SMF14 Senior Independent Director (19 Oct 2023 to 3 Feb 2026)
    • SMF12 Chair of the Remuneration Committee (17 Jun 2021 to 3 Feb 2026)
  • Karmen Leah Barnes

    IRN KXB35836

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • Keith Jess

    IRN KXJ01382

    • SMF9 Chair of the Governing Body (since 28 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 17 Jun 2021)
    • SMF11 Chair of the Audit Committee (16 Mar 2018 to 17 Jun 2021)
  • Kerry Ann MacDougall

    IRN KXM35858

    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 May 2025)
  • Kevin Michael Flannery

    IRN KXF35848

    • [FCA CF] Manager of certification employee (since 18 Oct 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Oct 2021)
  • Kyle Trevor Matthew McRoberts

    IRN KXM00460

    • [FCA CF] Material risk taker (since 29 Apr 2022)
  • Laura Anne Smyth

    IRN LXS35874

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Feb 2022)
  • Laura Jane Managh

    IRN LXM35859

    • [FCA CF] Functions requiring qualifications (5 Feb 2018 to 20 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

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