PROFIN PARTNERS LTD

Date authorised
19 April 2013
Companies House
06915047
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    105
    Piccadilly
    London
    W1J 7NJ
    UNITED KINGDOM
    Phone
    +4402080505292
    Web
    https://www.profinpartners.com

  • Complaints Contact

    105 Piccadilly
    London
    Westminster
    W1J 7NJ
    UNITED KINGDOM
    Phone
    +4402080505292

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luis Maria Veloso Martins Borges Cabral

    IRN LMV01020

    • CF30 Customer (29 Apr 2017 to 2 Apr 2019)
  • Luis Miguel Assoreira Raposo

    IRN LXA00278

    • CF1 Director (AR) (since 31 Jan 2025)
  • Mohammed Hassan Asaria

    IRN MHA01087

    • CF1 Director (AR) (2 Oct 2014 to 31 Aug 2016)
  • Munaf Ali

    IRN MXA01207

    • CF1 Director (AR) (15 Sep 2014 to 31 Aug 2016)
    • CF30 Customer (15 Sep 2014 to 31 Aug 2016)
  • Myriam Oualha Deblanc

    IRN MXO01120

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (18 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2013 to 8 Dec 2019)
    • CF3 Chief Executive (18 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2013 to 8 Dec 2019)
  • Oliver Peter Mourant

    IRN OPM01012

    • CF1 Director (AR) (24 Mar 2016 to 29 Sep 2017)
  • Robbie Shepherdson

    IRN RXS00685

    • [FCA CF] Client dealing (since 3 Jan 2022)
  • Rui Sergio Borges Da Silva

    IRN RSB01179

    • CF30 Customer (29 Mar 2017 to 24 Nov 2025)
    • CF1 Director (AR) (29 Mar 2017 to 24 Nov 2025)
  • Ruzhen Li

    IRN RXL01417

    • CF1 Director (AR) (23 Nov 2017 to 23 Apr 2019)
    • CF30 Customer (23 Mar 2016 to 23 Apr 2019)
  • Thomas Paul Wiseman

    IRN TPW01036

    • CF30 Customer (15 Mar 2016 to 15 Apr 2019)
    • CF1 Director (AR) (15 Mar 2016 to 15 Apr 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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