Date authorised
1 April 2013
Companies House
05936749
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old White House
    Church Street
    Tamworth
    Staffordshire
    B79 7DH
    UNITED KINGDOM
    Phone
    +4401827313931
  • Complaints Contact

    The Old White House
    Church Street
    Tamworth
    Staffordshire
    B79 7DH
    UNITED KINGDOM
    Phone
    +4401827313931

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Pound

    IRN JXP00430

    • SMF3 Executive Director (since 25 Jul 2021)
  • Matthew Small

    IRN MXS00677

    • SMF3 Executive Director (25 Jul 2021 to 14 Aug 2025)
  • Peter James Robinson

    IRN PJR01163

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (4 Dec 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (4 Dec 2006 to 30 Sep 2018)
    • CF1 Director (4 Dec 2006 to 8 Dec 2019)
  • Tracy Jayne Pound

    IRN TJP01111

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Dec 2006 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.