Privium Fund Management (UK) Limited

Date authorised
1 April 2013
Companies House
06276584
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +4402034570684
    Web
    https://www.priviumfund.com

  • Complaints Contact

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohamed Asif Mughal

    IRN MAM01160

    • [FCA CF] Client dealing (1 Sep 2021 to 24 Aug 2022)
  • Mohammad Omar Azami

    IRN MOA01037

    • CF30 Customer (12 Jun 2014 to 13 Oct 2014)
    • CF1 Director (AR) (12 Jun 2014 to 13 Oct 2014)
  • Nathan Sage

    IRN NXS01891

    • CF30 Customer (1 Dec 2014 to 4 Aug 2016)
    • CF1 Director (AR) (1 Dec 2014 to 4 Aug 2016)
  • Neil David Crabb

    IRN NDC01029

    • CF1 Director (AR) (since 29 Aug 2018)
    • CF30 Customer (since 29 Aug 2018)
  • Neil Laurence Fowler

    IRN NXF14859

    • CF1 Director (AR) (31 May 2019 to 19 Sep 2019)
    • CF30 Customer (31 May 2019 to 19 Sep 2019)
  • Nicholas Adam Southgate

    IRN NAS01180

    • CF1 Director (AR) (18 Nov 2020 to 1 Apr 2022)
    • CF30 Customer (6 Jul 2017 to 19 May 2020)
  • Nicholas John Paris

    IRN NJP01053

    • CF30 Customer (23 Aug 2011 to 26 Sep 2013)
    • CF1 Director (24 Nov 2009 to 26 Sep 2013)
  • Nicholas Peter Burlington

    IRN NPB01091

    • CF30 Customer (6 Feb 2020 to 12 Nov 2021)
  • Nicholas Richard Bienkowski

    IRN NRB01083

    • CF30 Customer (since 15 Jul 2021)
    • CF1 Director (AR) (since 15 Jul 2021)
  • Nikolaj Albinus

    IRN NXA01084

    • CF2 Non Executive Director (AR) (30 Mar 2022 to 31 Dec 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.