Privium Fund Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +4402034570684
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Complaints Contact
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +447768364144
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brian Joseph McKay
IRN BJM01112
- CF30 Customer (15 May 2017 to 25 Aug 2017)
- CF1 Director (AR) (15 May 2017 to 25 Aug 2017)
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Byron Lindenberg Mitchell
IRN BXM00064
- CF1 Director (AR) (since 4 Nov 2020)
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Carl Fredrik Werner
IRN CFW01036
- CF30 Customer (20 Apr 2017 to 25 Aug 2017)
- CF1 Director (AR) (20 Apr 2017 to 25 Aug 2017)
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Carl Solomon White
IRN CSW01072
- CF30 Customer (since 4 May 2022)
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Charis Duffy
IRN CXD00312
- CF30 Customer (25 Mar 2024 to 30 Sep 2024)
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Charles Dana Gibson
IRN CXG26249
- CF2 Non Executive Director (AR) (4 Apr 2022 to 13 Oct 2023)
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Charles Thomas G Wicklif Drew
IRN CXD00038
- [FCA CF] Client dealing (17 Sep 2020 to 1 Jun 2024)
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Charlotte Hervouet
IRN CXH01885
- CF4 Partner (AR) (20 Aug 2021 to 31 Aug 2022)
- CF30 Customer (20 Aug 2021 to 31 Aug 2022)
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Charlotte Suzanne Eaton
IRN CXE00231
- CF30 Customer (since 4 Oct 2024)
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Christophe Benoit Balleux
IRN CXB01662
- [FCA CF] Client dealing (10 Jun 2024 to 31 Jan 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Horatius Capital Limited (no longer appointed)
FRN 784350 · Appointed 17 Jul 2017 · Until 30 Apr 2022
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Salomon Technologies Limited (no longer appointed)
FRN 778520 · Appointed 8 May 2017 · Until 12 Nov 2018
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Archer Street Capital Limited (no longer appointed)
FRN 776210 · Appointed 10 Apr 2017 · Until 2 Jul 2020
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Kitsilano Capital Management Ltd (no longer appointed)
FRN 774836 · Appointed 24 Mar 2017 · Until 9 Jan 2018
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Arno Capital Partners Ltd (no longer appointed)
FRN 774835 · Appointed 24 Mar 2017 · Until 25 Aug 2017 · Tied agent
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Silver Mount Capital Limited (no longer appointed)
FRN 762202 · Appointed 20 Oct 2016 · Until 22 Feb 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.