Privium Fund Management (UK) Limited

Watch for changes

FRN: 471186
Date authorised: 1 April 2013
Companies House: 06276584
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+4402034570684

Web

https://www.priviumfund.com
Complaints Contact

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mohamed Asif Mughal
IRN MAM01160
- [FCA CF] Client dealing (1 Sep 2021 to 24 Aug 2022)
Mohammad Omar Azami
IRN MOA01037
- CF30 Customer (12 Jun 2014 to 13 Oct 2014)
- CF1 Director (AR) (12 Jun 2014 to 13 Oct 2014)
Nathan Sage
IRN NXS01891
- CF30 Customer (1 Dec 2014 to 4 Aug 2016)
- CF1 Director (AR) (1 Dec 2014 to 4 Aug 2016)
Neil David Crabb
IRN NDC01029
- CF1 Director (AR) (since 29 Aug 2018)
- CF30 Customer (since 29 Aug 2018)
Neil Laurence Fowler
IRN NXF14859
- CF1 Director (AR) (31 May 2019 to 19 Sep 2019)
- CF30 Customer (31 May 2019 to 19 Sep 2019)
Nicholas Adam Southgate
IRN NAS01180
- CF1 Director (AR) (18 Nov 2020 to 1 Apr 2022)
- CF30 Customer (6 Jul 2017 to 19 May 2020)
Nicholas John Paris
IRN NJP01053
- CF30 Customer (23 Aug 2011 to 26 Sep 2013)
- CF1 Director (24 Nov 2009 to 26 Sep 2013)
Nicholas Peter Burlington
IRN NPB01091
- CF30 Customer (6 Feb 2020 to 12 Nov 2021)
Nicholas Richard Bienkowski
IRN NRB01083
- CF30 Customer (since 15 Jul 2021)
- CF1 Director (AR) (since 15 Jul 2021)
Nikolaj Albinus
IRN NXA01084
- CF2 Non Executive Director (AR) (30 Mar 2022 to 31 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Pantiles Wealth Creation LLP (no longer appointed)
FRN 839882 · Appointed 9 Apr 2019 · Until 1 Jul 2020
Three Body Capital Limited (no longer appointed)
FRN 834061 · Appointed 20 Feb 2019 · Until 17 Jan 2020
Hampleton Limited (no longer appointed)
FRN 822318 · Appointed 4 Oct 2018 · Until 1 Feb 2019
Hedge Point Advisers Limited (no longer appointed)
FRN 814230 · Appointed 18 Jul 2018 · Until 17 Jun 2019
BTM Global Partners Limited Liability Partnership (no longer appointed)
FRN 812891 · Appointed 3 Jul 2018 · Until 18 Feb 2019
Quantitative Strategic Investments Ltd (no longer appointed)
FRN 812461 · Appointed 27 Jun 2018 · Until 30 Nov 2019
Falckon Limited (no longer appointed)
FRN 812091 · Appointed 21 Jun 2018 · Until 8 Sep 2023
Alderic Limited (no longer appointed)
FRN 811253 · Appointed 11 Jun 2018 · Until 13 Mar 2020
Campfire Asset Management Limited (no longer appointed)
FRN 801068 · Appointed 8 Feb 2018 · Until 11 Mar 2019 · Tied agent
Three Hills Capital Partners LLP (no longer appointed)
FRN 797504 · Appointed 1 Jan 2018 · Until 10 Jan 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.