Privium Fund Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +4402034570684
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Complaints Contact
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +447768364144
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brian Joseph McKay
IRN BJM01112
- CF30 Customer (15 May 2017 to 25 Aug 2017)
- CF1 Director (AR) (15 May 2017 to 25 Aug 2017)
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Byron Lindenberg Mitchell
IRN BXM00064
- CF1 Director (AR) (since 4 Nov 2020)
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Carl Fredrik Werner
IRN CFW01036
- CF30 Customer (20 Apr 2017 to 25 Aug 2017)
- CF1 Director (AR) (20 Apr 2017 to 25 Aug 2017)
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Carl Solomon White
IRN CSW01072
- CF30 Customer (since 4 May 2022)
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Charis Duffy
IRN CXD00312
- CF30 Customer (25 Mar 2024 to 30 Sep 2024)
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Charles Dana Gibson
IRN CXG26249
- CF2 Non Executive Director (AR) (4 Apr 2022 to 13 Oct 2023)
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Charles Thomas G Wicklif Drew
IRN CXD00038
- [FCA CF] Client dealing (17 Sep 2020 to 1 Jun 2024)
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Charlotte Hervouet
IRN CXH01885
- CF4 Partner (AR) (20 Aug 2021 to 31 Aug 2022)
- CF30 Customer (20 Aug 2021 to 31 Aug 2022)
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Charlotte Suzanne Eaton
IRN CXE00231
- CF30 Customer (since 4 Oct 2024)
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Christophe Benoit Balleux
IRN CXB01662
- [FCA CF] Client dealing (10 Jun 2024 to 31 Jan 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Talis Capital Limited
FRN 567155 · Appointed 21 Oct 2011
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One Rock Capital Partners LLP (no longer appointed)
FRN 1019446 · Appointed 5 Nov 2024 · Until 2 Jun 2025
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Mountpark Properties Limited (no longer appointed)
FRN 975843 · Appointed 17 May 2022 · Until 17 Aug 2023
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Chapman Associates Limited (no longer appointed)
FRN 975694 · Appointed 13 May 2022 · Until 28 Jun 2024
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Privest Capital Management Limited (no longer appointed)
FRN 971301 · Appointed 7 Mar 2022 · Until 29 Jun 2023
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MLH Capital Advisors LLP (no longer appointed)
FRN 957097 · Appointed 18 Aug 2021 · Until 18 Aug 2021
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Konsortium Partners LLP (no longer appointed)
FRN 955474 · Appointed 25 Jul 2021 · Until 16 Jun 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.