Private Office Asset Management Limited

• Principal Place of Business

  Huntsland Court

  Turners Hill Road

  Crawley Down

  Crawley

  West Sussex

  RH10 4HB

  UNITED KINGDOM

  Phone

  +4401444615080

  Web

  https://www.private-office.co.uk

• Complaints Contact

  Huntsland Court

  Turners Hill Road

  Crawley Down

  Crawley

  West Sussex

  RH10 4HB

  UNITED KINGDOM

  Phone

  +4401444615080

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham William Crawford

  IRN GWC01028

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 26 Jul 2021)
  • [FCA CF] Client dealing (7 Dec 2020 to 26 Jul 2021)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Harry Daniel Elliman

  IRN HDE01016

  • CF30 Customer (4 Nov 2017 to 8 Dec 2019)
• Johnathon Louis Rivers

  IRN JLR01083

  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 27 Dec 2020)
• Peter Charles Cousins

  IRN PCC01043

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 6 Jan 2022)
  • [FCA CF] Client dealing (1 Nov 2021 to 6 Jan 2022)
• Philip Andrew Simmonds

  IRN PAS00058

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
  • CF1 Director (1 Apr 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Apr 2015 to 30 Sep 2018)
• Sebastian Franck Kennedy Simmonds

  IRN SXS00826

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Significant management (since 10 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
  • [FCA CF] Client dealing (since 10 Jul 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2021)
• Shaun Peter Melody

  IRN SPM01084

  • [FCA CF] Client dealing (6 Jan 2020 to 17 May 2021)
  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 17 May 2021)

No changes recorded yet.