Date authorised
10 May 2022
Companies House
11219560
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th and 6th Floor
    16, Eastcheap
    London
    EC3M 1BD
    UNITED KINGDOM
    Phone
    +442038800575
  • Complaints Contact

    5th and 6th Floor
    16, Eastcheap
    London
    EC3M 1BD
    UNITED KINGDOM
    Phone
    +442038800575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amir Adeel Khan

    IRN AAK01119

    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 15 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
    • [FCA CF] Manager of certification employee (since 15 Jul 2025)
  • Asma Khan

    IRN AXK00600

    • SMF16 Compliance Oversight (since 22 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Apr 2024 to 13 Feb 2025)
  • Charles Macgilchrist Jackson

    IRN CXJ01178

    • [FCA CF] Client dealing (1 Mar 2023 to 31 Oct 2023)
  • Christopher Thomas Cummins

    IRN CTC01031

    • SMF3 Executive Director (10 May 2022 to 15 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2022 to 15 Nov 2023)
    • SMF16 Compliance Oversight (10 May 2022 to 15 Nov 2023)
  • Daniel Gordon John Stanley

    IRN DGS01168

    • [FCA CF] Client dealing (8 Jan 2024 to 26 Sep 2024)
  • Daniel John Biggs

    IRN DJB01588

    • SMF1 Chief Executive (since 23 Sep 2024)
    • SMF3 Executive Director (since 23 Sep 2024)
  • Dawn Knaggs

    IRN DXK00286

    • SMF3 Executive Director (since 10 May 2022)
  • Ezekiel Essien Umoh

    IRN EXU00018

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jun 2025)
  • Matthew James Clarke

    IRN MJC01675

    • SMF3 Executive Director (since 23 Sep 2024)
  • Richard Edward Brown

    IRN RXB00989

    • [FCA CF] Client dealing (since 1 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.