Principality Building Society

• Principal Place of Business

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

  Web

  https://www.principality.co.uk

• Complaints Contact

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation "debt management plans" is defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Julie-Ann Haines

  IRN JXH02474

  • SMF1 Chief Executive (23 Sep 2020 to 20 Nov 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2021)
  • Responsible for Insurance Mediation (18 May 2016 to 30 Sep 2018)
  • SMF3 Executive Director (18 May 2016 to 20 Nov 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Jul 2021)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 8 Mar 2016)
  • CF29 Significant management (5 Apr 2013 to 6 Mar 2016)
• Kara Zoe Conlon

  IRN KXC10992

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2019)
• Karen Anne Maguire

  IRN KXM24205

  • SMF11 Chair of the Audit Committee (since 8 Dec 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
• Karen Jones

  IRN KXJ42483

  • [FCA CF] Functions requiring qualifications (18 Jun 2018 to 14 Jul 2022)
• Kate Davies

  IRN KXD00217

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 18 Jan 2022)
• Kate Steele

  IRN KXS42455

  • [FCA CF] Manager of certification employee (17 Sep 2018 to 1 Aug 2020)
• Kathryn Elizabeth Bardhaj

  IRN KXB00355

  • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 11 Jul 2022)
• Keith John Murton

  IRN KJM00030

  • CF21 Investment Adviser (18 Nov 2002 to 16 Nov 2004)
  • CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
• Keith Michael Brooks

  IRN KMB01102

  • CF2 Non Executive Director (1 May 2007 to 26 Sep 2013)
• Kelly Lawes

  IRN KXL42493

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
  • [FCA CF] Functions requiring qualifications (24 Nov 2021 to 17 Jun 2024)

No changes recorded yet.