Principality Building Society

• Principal Place of Business

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

  Web

  https://www.principality.co.uk

• Complaints Contact

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation "debt management plans" is defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hannah Walden

  IRN HXR43436

  • [FCA CF] Functions requiring qualifications (17 Apr 2017 to 20 May 2025)
• Harry Williams

  IRN HXW00109

  • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 2 May 2025)
• Haydn Warman

  IRN HXW01059

  • CF10 Compliance Oversight (1 Jan 2005 to 19 Jan 2006)
  • CF1 Director (1 Oct 2002 to 19 Mar 2010)
  • CF14 Risk Assessment (1 Dec 2001 to 21 Apr 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)
• Helen Frankton

  IRN HXS42444

  • [FCA CF] Manager of certification employee (since 11 Dec 2023)
  • [FCA CF] Functions requiring qualifications (5 Jul 2018 to 17 Apr 2023)
• Helen Miles

  IRN HXM42515

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Howard Bryn Williams

  IRN HBW00003

  • CF22 Investment Adviser (Trainee) (13 Oct 2005 to 31 Dec 2005)
• Iain Alexander Mansfield

  IRN IAM01090

  • SMF1 Chief Executive (since 9 Feb 2026)
  • SMF2 Chief Finance (since 27 Sep 2022)
  • SMF3 Executive Director (since 14 Apr 2020)
  • SMF24 Chief Operations (27 Sep 2022 to 27 Sep 2022)
• Ian Bailey

  IRN IXB42546

  • [FCA CF] Material risk taker (since 2 Dec 2019)
• Ian Campbell Sinclair

  IRN ICS00014

  • CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2007)
• Ian Owulakwao Greenstreet

  IRN IXG01060

  • SMF11 Chair of the Audit Committee (17 May 2023 to 31 Dec 2023)
  • Director of firm who is not a certification employee or a SMF manager (21 Dec 2022 to 31 Dec 2023)

No changes recorded yet.