Date authorised
3 July 2019
Companies House
08966062
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lake View House Unit 2
    Wilton Drive
    Warwick
    CV34 6RG
    UNITED KINGDOM
    Phone
    +4401926679701
  • Complaints Contact

    Lake View House Unit 2
    Wilton Drive
    Warwick
    CV34 6RG
    UNITED KINGDOM
    Phone
    +4401926679701

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Paul Inman

    IRN DPI01006

    • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2020)
    • CF1 Director (3 Jul 2019 to 8 Dec 2019)
  • Jonathan Peter Griffiths

    IRN JPG01171

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 3 Jul 2019)
    • CF1 Director (3 Jul 2019 to 8 Dec 2019)
  • Mark James Evans

    IRN MJE01186

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jul 2019 to 8 Dec 2019)
  • Paul Anthony Inman

    IRN PAI01018

    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2021)
    • CF1 Director (3 Jul 2019 to 8 Dec 2019)
  • Roy James Evans

    IRN RJE01110

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.