Date authorised
1 April 2013
Companies House
01008700
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House
    Baxter Avenue
    Southend-on-Sea
    Essex
    SS2 6HZ
    UNITED KINGDOM
    Phone
    +441702225400
  • Complaints Contact

    Cumberland House
    Baxter Avenue
    Southend-on-Sea
    Essex
    SS2 6HZ
    UNITED KINGDOM
    Phone
    +441702225400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jenny Hughes

    IRN JXH00626

    • Director of firm who is not a certification employee or a SMF manager (since 22 Feb 2023)
  • John Carrier

    IRN JXC01896

    • SMF3 Executive Director (14 Jan 2022 to 1 Dec 2022)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Dec 2022)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Paul Graham Kirby

    IRN PXK00161

    • SMF3 Executive Director (since 7 Jan 2022)
    • Responsible for Insurance Distribution (since 7 Jan 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Robin George Foster-Taylor

    IRN RGF01037

    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jan 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.