Date authorised
1 April 2013
Companies House
SC240116
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    44 Mary Street
    Laurieston
    Falkirk
    Stirlingshire
    FK2 9PP
    UNITED KINGDOM
    Phone
    +4401324679913
  • Complaints Contact

    44 Mary Street
    Laurieston
    Falkirk
    Stirlingshire
    FK2 9PP
    UNITED KINGDOM
    Phone
    +4401324679913

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allen Howland

    IRN AXH01655

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (26 Feb 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (26 Feb 2010 to 5 Nov 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Jane Margaret Gardner

    IRN JMG01178

    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF26 Customer Trading (13 Dec 2004 to 31 Oct 2007)
  • Lindsey Macleod Howland

    IRN LMH01057

    • CF1 Director (11 Aug 2010 to 14 May 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.