Date authorised
1 April 2013
Companies House
04521167
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Mannin Way
    Lancaster
    Lancashire
    LA1 3SW
    UNITED KINGDOM
    Phone
    +443333206009
  • Complaints Contact

    4 Mannin Way
    Lancaster
    Lancashire
    LA1 3SW
    UNITED KINGDOM
    Phone
    +443333206009

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathon William Stevenson

    IRN JWS01041

    • CF1 Director (14 Jan 2005 to 7 Nov 2008)
  • Lee Clay Tetley

    IRN LCT01018

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2020)
    • CF3 Chief Executive (28 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2020)
    • Responsible for Insurance Mediation (18 Jul 2018 to 30 Sep 2018)
    • CF1 Director (17 May 2018 to 8 Dec 2019)
  • Mark John Churchlow

    IRN MJC00072

    • CF2 Non Executive Director (28 Jan 2011 to 8 Jan 2014)
  • Martin Keith Tyler

    IRN MXT01981

    • SMF3 Executive Director (16 Aug 2024 to 3 Jul 2025)
    • SMF1 Chief Executive (16 Aug 2024 to 3 Jul 2025)
  • Matthew Thwaite

    IRN MXT00111

    • [FCA CF] Significant management (9 Dec 2020 to 30 Nov 2021)
  • Michael Hart

    IRN MXH01412

    • CF2 Non Executive Director (14 Jan 2005 to 11 Aug 2006)
  • Neil David Brettell

    IRN NDB01076

    • CF1 Director (4 Sep 2013 to 5 Jun 2015)
  • Nicholas David Mountifield

    IRN NXM10040

    • Responsible for Insurance Distribution (25 Feb 2025 to 8 Aug 2025)
    • SMF3 Executive Director (6 Aug 2024 to 8 Aug 2025)
  • Philip Victor Hoyle

    IRN PVH01013

    • CF2 Non Executive Director (14 Jan 2005 to 11 Aug 2006)
  • Philippa Louise Jane Rothwell

    IRN PLR01021

    • CF1 Director (14 Jan 2005 to 27 Jun 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.