Date authorised
1 April 2013
Companies House
04521167
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Mannin Way
    Lancaster
    Lancashire
    LA1 3SW
    UNITED KINGDOM
    Phone
    +443333206009
  • Complaints Contact

    4 Mannin Way
    Lancaster
    Lancashire
    LA1 3SW
    UNITED KINGDOM
    Phone
    +443333206009

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ann Elizabeth Alexander

    IRN AEA00005

    • CF11 Money Laundering Reporting (25 Nov 2014 to 29 Nov 2019)
  • Barrie John Wells

    IRN BXW01105

    • CF1 Director (14 Jan 2005 to 27 Jun 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 27 Jun 2008)
    • CF3 Chief Executive (14 Jan 2005 to 27 Jun 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 27 Jun 2008)
  • Brett Dennis

    IRN BXD00305

    • [FCA CF] Significant management (since 17 Sep 2025)
  • Christopher Douglas Hanks

    IRN CDH01032

    • CF8 Apportionment and Oversight (1 Sep 2006 to 17 Jun 2008)
    • CF1 Director (1 Sep 2006 to 30 Jun 2013)
  • Christopher Martyn Little

    IRN CML01091

    • CF3 Chief Executive (16 Jun 2008 to 27 Jun 2011)
    • CF1 Director (16 Jun 2008 to 27 Jun 2011)
    • CF8 Apportionment and Oversight (16 Jun 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (16 Jun 2008 to 27 Jun 2011)
  • Claire Louise Sambrook

    IRN CXS18052

    • SMF3 Executive Director (27 Mar 2023 to 31 May 2024)
  • Danielle Read

    IRN DXR00620

    • [FCA CF] Significant management (since 21 Nov 2025)
  • David Andrew Torrance

    IRN DAT01037

    • CF2 Non Executive Director (1 Sep 2006 to 30 Jun 2013)
  • David Martin

    IRN DJM01599

    • CF1 Director (13 Sep 2011 to 28 Nov 2018)
    • CF3 Chief Executive (13 Sep 2011 to 28 Nov 2018)
  • Duncan Carter

    IRN DNC01052

    • CF1 Director (3 Mar 2009 to 9 May 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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