Pound Gates and Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alice Bath
IRN AXB00081
- [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2025)
Coskun Yasar
IRN CXY00010
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
David Collins
IRN DXC00033
- [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
Del Sharman
IRN DXS02337
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (5 Sep 2013 to 8 Dec 2019)
Henry Garrod
IRN HXG00098
- [FCA CF] Significant management (1 Dec 2021 to 5 Sep 2023)
Jonathan David Hammond
IRN JXH03129
- [FCA CF] Significant management (since 1 Jan 2025)
Kevin Michael Collins
IRN KMC01065
- CF1 Director (AR) (since 13 Sep 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Neal Stuart Gordon
IRN NSG01025
- CF1 Director (14 Jan 2005 to 31 Oct 2011)
Robert Martin Thacker
IRN RMT01106
- CF1 Director (18 Apr 2012 to 10 May 2018)
Timothy George Foster
IRN TGF01010
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
- CF1 Director (31 Oct 2014 to 8 Dec 2019)
- CF2 Non Executive Director (14 Jan 2005 to 31 Oct 2014)

Smaller firms operating under this firm's FCA authorisation.

Burhill Logistics Ltd (no longer appointed)
FRN 487363 · Appointed 8 Aug 2008 · Until 31 Aug 2011
Andrew Porter Limited (no longer appointed)
FRN 422229 · Appointed 14 Nov 2006 · Until 31 Dec 2006
ICM Gerson Ltd (no longer appointed)
FRN 422984 · Appointed 10 Nov 2006 · Until 31 Dec 2010
British Association of Removers (no longer appointed)
FRN 453641 · Appointed 19 Jun 2006 · Until 31 Aug 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.