Positive Wealth Creation Ltd

• Principal Place of Business

  55 Victoria Street

  Burnham-on-Sea

  Somerset

  TA8 1AW

  UNITED KINGDOM

  Phone

  +4401278788646

  Web

  https://www.pwcltd.co.uk

• Complaints Contact

  55 Victoria Street

  Burnham-on-Sea

  Somerset

  TA8 1AW

  UNITED KINGDOM

  Phone

  +4401278788646

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Alexander James Turco

  IRN AJT00069

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 Jun 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (16 Jun 2008 to 31 Mar 2009)
  • CF1 Director (16 Jun 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (16 Jun 2008 to 8 Dec 2019)
• Daniel Richard Broom

  IRN DRB01185

  • CF30 Customer (18 Jan 2012 to 27 May 2014)
• Hilary Jane Guise

  IRN HJH01057

  • CF2 Non Executive Director (25 Jun 2014 to 14 Mar 2018)
• Jennifer Renee Turco

  IRN JRT00004

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF9 Chair of the Governing Body (since 12 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (16 Jun 2008 to 8 Dec 2019)
  • CF3 Chief Executive (16 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (16 Jun 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Jun 2008 to 30 Sep 2018)
• Lucy Sarah Bennett

  IRN LXB09783

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2021)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)

No changes recorded yet.