Date authorised
6 August 2019
Companies House
10706852
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3
    Redwing Court Business Centre
    Ashton Road
    Romford
    RM3 8QQ
    UNITED KINGDOM
    Phone
    +442037452810
  • Complaints Contact

    Unit 3
    Redwing Court Business Centre
    Ashton Road
    Romford
    RM3 8QQ
    UNITED KINGDOM
    Phone
    +442037452810

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Claims Lead Generation

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Hodgson

    IRN AXH15162

    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2020)
    • CF1 Director (6 Aug 2019 to 8 Dec 2019)
  • Byron Shepherd

    IRN BXS02253

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 6 Aug 2019)
    • CF3 Chief Executive (6 Aug 2019 to 8 Dec 2019)
    • CF1 Director (6 Aug 2019 to 8 Dec 2019)
  • Grant Joiner

    IRN GXJ00061

    • [FCA CF] Algorithmic trading (since 1 Mar 2021)
    • [FCA CF] Significant management (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
  • Hassan Soyer

    IRN HXS01288

    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2020)
    • CF1 Director (6 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2019 to 6 Aug 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.