POLICY ASSIST LTD.

Date authorised
18 December 2014
Companies House
08062459
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 221
    The Innovation Centre
    Festival Drive
    Ebbw Vale
    Gwent
    NP23 8XA
    UNITED KINGDOM
    Phone
    +442030048585
    Web
    http://www.policyassist.co.uk

  • Complaints Contact

    Office 221
    The Innovation Centre
    Festival Drive
    Ebbw Vale
    Gwent
    NP23 8XA
    UNITED KINGDOM
    Phone
    +442030048585

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Clare Mulholland

    IRN NCM01081

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2023)
    • CF1 Director (5 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2017 to 8 Dec 2019)
  • Raymond Mulholland

    IRN RXM02504

    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (18 Dec 2014 to 30 Sep 2018)
    • CF1 Director (18 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.