Polestar CF LLP

Date authorised
1 April 2013
Companies House
OC318902
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14-16 Haydon Place
    Guildford
    Surrey
    GU1 4LL
    UNITED KINGDOM
    Phone
    +447733003487
    Web
    https://www.polestarcf.com

  • Complaints Contact

    14-16 Haydon Place
    Guildford
    Surrey
    GU1 4LL
    UNITED KINGDOM
    Phone
    +447733003487

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Share

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Share

  • Investment Setup

    For Eligible Counterparty, Professional, Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Patrick William Robert Conway

    IRN AXC01285

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF23 Corporate Finance Adviser (2 Apr 2007 to 31 Oct 2007)
  • Charles Hamilton Whelan

    IRN CHW01016

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (2 Apr 2007 to 31 Oct 2007)
  • David Paul Lock

    IRN DPL01055

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (10 Oct 2008 to 24 Dec 2010)
  • Richard John William Hall

    IRN RJH01388

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF23 Corporate Finance Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 8 Dec 2019)
  • Sean Moriarty

    IRN SXM02365

    • CF30 Customer (3 Nov 2008 to 24 Dec 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.