Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Jane Bridget Parkinson

  IRN EJP01052

  • CF30 Customer (1 Nov 2007 to 23 Jul 2008)
  • CF27 Investment Management (2 Nov 2006 to 31 Oct 2007)
• Fatima Iu

  IRN FXI01044

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (3 Mar 2010 to 8 Dec 2019)
• Fred Holt

  IRN FXH00132

  • [FCA CF] Client dealing (since 8 Aug 2023)
• Frederick Victor Burdell Dalton

  IRN FVD01003

  • [FCA CF] Client dealing (since 6 Jun 2021)
• Gareth David Powell

  IRN GDP01026

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (16 Apr 2013 to 9 Dec 2019)
  • CF30 Customer (14 Nov 2007 to 9 Dec 2019)
• Gary West

  IRN GXW01230

  • CF27 Investment Management (19 Oct 2005 to 1 Mar 2006)
• Gavin Mark Rochussen

  IRN GMR01053

  • SMF27 Partner (9 Dec 2019 to 30 Sep 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 25 Sep 2025)
  • CF3 Chief Executive (17 Jul 2017 to 8 Dec 2019)
  • CF4 Partner (17 Jul 2017 to 8 Dec 2019)
• George Barrow

  IRN GXB01740

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
• George Bradshaw Russ Godber

  IRN GBG01006

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (15 Aug 2017 to 9 Dec 2019)
  • CF30 Customer (18 Apr 2017 to 9 Dec 2019)
• George Pericles Nakos

  IRN GXN00076

  • [FCA CF] Client dealing (since 1 Nov 2021)

No changes recorded yet.