Date authorised
1 April 2013
Companies House
OC314700
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace Street
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +4402072272700
  • Complaints Contact

    16 Palace Street
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +4402072272700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Beale Cayzer-Colvin

    IRN JMC01139

    • CF2 Non Executive Director (18 Nov 2009 to 8 Dec 2019)
  • Jasper Louis Wright

    IRN JLW01163

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Jo Ann Chan

    IRN JXC23778

    • [FCA CF] Client dealing (1 Jul 2021 to 22 Oct 2025)
  • John Benedict Ian Fletcher

    IRN JBF01042

    • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
  • John Bradbury Mansell

    IRN JBM01036

    • SMF27 Partner (9 Dec 2019 to 16 Dec 2021)
    • CF30 Customer (9 Mar 2010 to 8 Dec 2019)
    • CF28 Systems and controls (2 Sep 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2005 to 19 Nov 2007)
    • CF11 Money Laundering Reporting (19 Oct 2005 to 19 Nov 2007)
    • CF4 Partner (19 Oct 2005 to 8 Dec 2019)
  • John Gladwyn

    IRN JXG02117

    • CF30 Customer (14 Apr 2015 to 6 Jul 2017)
  • John Nicholas Cotton

    IRN JNC01031

    • [FCA CF] Client dealing (3 Jun 2021 to 1 Jun 2023)
  • John Regnier-Wilson

    IRN JXR01820

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (25 Mar 2010 to 8 Dec 2019)
  • John Yakas

    IRN JXY01038

    • [FCA CF] Client dealing (1 Apr 2020 to 30 Jun 2023)
    • CF4 Partner (2 Dec 2010 to 9 Dec 2019)
    • CF30 Customer (2 Dec 2010 to 9 Dec 2019)
  • Jordan Khawaja

    IRN JXK00824

    • [FCA CF] Client dealing (since 20 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.