Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert Purvis

    IRN JRP01156

    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2025)
  • Jamie Jenkins

    IRN JXJ00075

    • [FCA CF] Significant management (18 Jan 2021 to 29 Feb 2024)
  • Jane Clare Perkins

    IRN JXP76983

    • [FCA CF] Significant management (16 Apr 2021 to 29 Feb 2024)
  • Jason Wyatt

    IRN JXW09058

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jun 2022 to 29 Feb 2024)
  • Jeffrey Mapps

    IRN JXM02564

    • CF5 Director of Unincorporated Association (AR) (12 Dec 2007 to 1 Feb 2016)
  • Jeremiah Toher

    IRN JCT01090

    • SMF9 Chair of the Governing Body (3 Feb 2021 to 28 Feb 2022)
    • Responsible for Insurance Distribution (3 Feb 2021 to 28 Feb 2022)
    • SMF3 Executive Director (3 Feb 2021 to 28 Feb 2022)
    • SMF1 Chief Executive (3 Feb 2021 to 28 Feb 2022)
  • Jessica Helen Ball

    IRN JXB32189

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Joanne Elizabeth Deveney

    IRN JXD00585

    • SMF16 Compliance Oversight (since 28 Feb 2026)
    • SMF16 Compliance Oversight (29 Jul 2024 to 7 Aug 2025)
  • Joanne Palmer

    IRN JXP01106

    • [FCA CF] Significant management (since 8 Apr 2025)
  • Joanne Reid

    IRN JXR00457

    • [FCA CF] Significant management (2 Apr 2025 to 7 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.