Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Norris Urmston

    IRN MNU01003

    • CF1 Director (28 Oct 2008 to 17 Apr 2009)
  • Miles Heron

    IRN MXH00698

    • [FCA CF] Significant management (17 Jan 2022 to 29 Feb 2024)
  • Mollie Varley

    IRN MXV00172

    • [FCA CF] Significant management (26 Nov 2024 to 2 Sep 2025)
  • Neil Alan Goosey

    IRN NAG01039

    • CF5 Director of Unincorporated Association (AR) (3 Apr 2008 to 27 Jan 2017)
  • Nigel David Smith

    IRN NDS01036

    • CF8 Apportionment and Oversight (21 Jan 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jul 2010)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jul 2010)
    • CF1 Director (1 Dec 2001 to 1 Jul 2010)
  • Nigel Paul Rothery

    IRN NXR74605

    • [FCA CF] Significant management (1 Oct 2020 to 8 Feb 2023)
  • Pamela Joyce McGaffney

    IRN PJM01299

    • CF29 Significant management (9 Jul 2010 to 23 Nov 2015)
    • CF1 Director (1 Dec 2001 to 9 Jul 2010)
  • Patricia Maria Daly

    IRN PXD76913

    • [FCA CF] Significant management (11 Jul 2023 to 29 Feb 2024)
  • Paul Alan Engers

    IRN PAE00009

    • CF1 Director (13 Jul 2007 to 20 Apr 2009)
  • Paul Jenkin

    IRN PXJ00112

    • [FCA CF] Significant management (1 Apr 2021 to 30 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.