Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Smith

    IRN DXS76970

    • [FCA CF] Significant management (1 Oct 2020 to 29 Feb 2024)
  • David George Edward Crisp

    IRN DXC28316

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • David John Wright

    IRN DJW01419

    • CF1 Director (29 Aug 2013 to 6 Oct 2017)
  • David Loughenbury

    IRN DXL01838

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 1 Oct 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (31 Jul 2018 to 8 Dec 2019)
  • David Meliveo

    IRN DXM76948

    • [FCA CF] Significant management (1 Oct 2020 to 3 Apr 2023)
  • David Raymond Middleton

    IRN DRM01148

    • CF28 Systems and controls (28 May 2009 to 4 Mar 2010)
    • CF1 Director (28 May 2009 to 4 Mar 2010)
  • David Robert Leach

    IRN DRL00021

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF11 Money Laundering Reporting (24 Mar 2004 to 30 Jan 2009)
    • CF1 Director (1 Dec 2001 to 30 Jun 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jan 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • David Stephen Vallery

    IRN DSV01003

    • SMF3 Executive Director (12 Dec 2019 to 31 Dec 2020)
    • CF28 Systems and controls (8 Jan 2018 to 8 Dec 2019)
  • David William Leigh

    IRN DWL01017

    • CF10 Compliance Oversight (30 Jan 2009 to 13 Dec 2012)
  • Desmond Meehan

    IRN DXM00866

    • [FCA CF] Significant management (22 Mar 2023 to 29 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.