Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hazel Dianne Moss

    IRN HDM01018

    • CF1 Director (13 Jan 2010 to 1 Dec 2011)
  • Heikki Michael Doyle

    IRN HMD01045

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
    • CF28 Systems and controls (18 Dec 2017 to 8 Dec 2019)
  • Ian David Hanson

    IRN IDH01045

    • CF5 Director of Unincorporated Association (AR) (31 Mar 2012 to 23 May 2016)
  • Ian Derek Cordwell

    IRN IDC01036

    • CF28 Systems and controls (20 Aug 2014 to 31 Dec 2017)
    • CF1 Director (7 Oct 2010 to 31 Dec 2017)
  • Ian Springett

    IRN IXS01464

    • CF5 Director of Unincorporated Association (AR) (25 Jan 2012 to 13 Aug 2016)
  • Ian Wheat

    IRN IXW76979

    • [FCA CF] Significant management (11 Jul 2023 to 29 Feb 2024)
  • Ian Williams

    IRN IXW81663

    • [FCA CF] Significant management (1 Sep 2023 to 29 Feb 2024)
  • James Conroy Henderson

    IRN JCH01197

    • CF1 Director (13 Jul 2007 to 28 Apr 2008)
  • James McCourt

    IRN JXM02788

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Feb 2024)
    • [FCA CF] Significant management (1 Oct 2020 to 29 Feb 2024)
  • James Patten

    IRN JXP00084

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.