Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul John Daykin

    IRN PJD01233

    • CF5 Director of Unincorporated Association (AR) (23 May 2008 to 14 Apr 2009)
  • Paul Kinsella

    IRN PXK01309

    • CF5 Director of Unincorporated Association (AR) (14 Feb 2008 to 4 Oct 2017)
  • Paul Roy Witcomb

    IRN PRW00008

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
    • CF29 Significant management (30 Jan 2009 to 6 Jul 2009)
  • Peter Adrian Harris

    IRN PAH00025

    • CF11 Money Laundering Reporting (30 Jan 2009 to 6 Jul 2009)
  • Peter Marr

    IRN PXM02125

    • CF1 Director (20 Apr 2011 to 4 Jun 2018)
    • CF29 Significant management (19 Jul 2010 to 4 Jan 2018)
  • Peter McCusker

    IRN PXM00450

    • [FCA CF] Significant management (11 Mar 2022 to 1 Jan 2023)
  • Philip John Hall

    IRN PJH01438

    • SMF3 Executive Director (1 Mar 2024 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Jun 2021)
    • CF1 Director (27 Feb 2013 to 13 Dec 2017)
    • CF29 Significant management (19 Jul 2010 to 4 Jan 2018)
  • Philip Lionel Read

    IRN PLR01018

    • CF5 Director of Unincorporated Association (AR) (25 Jun 2008 to 8 Jul 2016)
  • Philip Small

    IRN PXS01903

    • CF5 Director of Unincorporated Association (AR) (17 Dec 2007 to 14 Apr 2008)
  • Philip Welch

    IRN PXW00223

    • [FCA CF] Significant management (since 14 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.