Plum Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jamie Hough
IRN JXH00477
- [FCA CF] Significant management (since 9 Dec 2019)
Jane Bean
IRN JAB01399
- [FCA CF] Significant management (since 3 Jan 2023)
Jason Ashley Baker
IRN JAB01587
- [FCA CF] Significant management (9 Dec 2019 to 3 Jan 2023)
John Stephenson
IRN JXS03714
- CF4 Partner (AR) (18 Mar 2022 to 1 Mar 2023)
Julia Elizabeth Marsan
IRN JXM00541
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
Julian Andre Calver
IRN JAC01300
- CF13 Finance (14 Jan 2005 to 29 Oct 2007)
Laura Lillian Scott
IRN LXS00203
- [FCA CF] Significant management (1 Feb 2021 to 31 Dec 2021)
Mahben Quddus
IRN MXQ00010
- [FCA CF] Significant management (9 Dec 2019 to 12 Jun 2023)
Mark Gilliat Rainsford Hannay
IRN MGH01088
- CF1 Director (AR) (since 25 Aug 2022)
Mark Seaton
IRN MXS02188
- CF1 Director (AR) (27 Jun 2025 to 31 Oct 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.