Plum Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Melvyn Stanley James Sims
IRN MSS01114
- CF2 Non Executive Director (16 Feb 2017 to 8 Dec 2019)
Michael Alistair Storr
IRN MAS01316
- Responsible for Insurance Mediation (14 Jan 2005 to 8 Nov 2007)
- CF1 Director (14 Jan 2005 to 8 Nov 2007)
Michael Andrew Bruce
IRN MAB01282
- [FCA CF] Significant management (since 9 Dec 2019)
Michael David Terence Worne
IRN MXW00291
- [FCA CF] Significant management (21 Mar 2022 to 20 Jan 2023)
Michael William Holgate
IRN MWH01065
- CF1 Director (AR) (since 17 Mar 2022)
Paul Raymond Cross
IRN PRC01119
- CF1 Director (AR) (20 Jun 2022 to 19 Sep 2025)
Paul Spencer Davies
IRN PSD01056
- CF1 Director (9 Nov 2007 to 28 Apr 2011)
- CF28 Systems and controls (1 Nov 2007 to 28 Apr 2011)
- CF13 Finance (30 Jan 2007 to 31 Oct 2007)
Peter Geoffrey Cullum
IRN PGC00027
- CF29 Significant management (19 Jun 2015 to 12 Jul 2019)
Philip Paul Rock
IRN PXR00148
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
Robert Philip Trott
IRN RPT01048
- Responsible for Insurance Mediation (24 Oct 2007 to 28 Apr 2011)
- CF1 Director (24 Oct 2007 to 28 Apr 2011)
- CF8 Apportionment and Oversight (24 Oct 2007 to 31 Mar 2009)

Smaller firms operating under this firm's FCA authorisation.

Brickyard Leisure Ltd (no longer appointed)
FRN 925974 · Appointed 24 Jan 2022 · Until 11 Jun 2024
Laurence Waterhouse (no longer appointed)
FRN 572946 · Appointed 19 Jan 2012 · Until 23 Jan 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.